FA Expungement Services

Protecting your Reputation Starts with You

Financial consultant in Denver, CO (show on map)

5.0

★★★★★

3 reviews

FA Expungement Services, LLC is a boutique firm that helps financial advisors remove customer dispute, criminal, and employment separation disclosures from BrokerCheck and the CRD.

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About

FA Expungement Services, LLC is a boutique firm that specializes in helping financial advisors expunge their disclosures. As FINRA keeps increasing the regulatory burden, financial advisors continue to get unfairly targeted.

Their mission is to put the customer first. They work tirelessly to help clients remove inaccurate or unfair customer disclosures from their record through the FINRA expungement process.

Boutique firm focused on financial advisors

Customer-first approach

Specializes in FINRA expungement process

Handles customer disputes, criminal disclosures, U5, and tax liens

Services

Customer Dispute Expungement

Helping financial advisors permanently remove meritless customer disputes from their U4 and BrokerCheck under FINRA Rule 2080.

BrokerCheck removal CRD removal FINRA arbitration Statement of Claim filing

Tax Lien Expungement

Assisting financial advisors with federal and state tax lien removal from credit reports and BrokerCheck, including tax lien payoff loans and tax resolution services.

IRS tax lien removal (6-8 weeks) Tax lien payoff loans IRS Installment Agreements Offers in compromise Penalty and interest abatement BrokerCheck tax lien removal

Employment Separation After Allegations Disclosure Removal

Help removing employment separation after allegations (U5) disclosures from a financial advisor's record.

U5 removal Employment disclosure removal

Criminal Disclosure Expungement

Assistance with removing criminal disclosures from a financial advisor's CRD and BrokerCheck record.

Criminal disclosure removal CRD cleanup

Reviews

Rating

★★★★★

Reviews

Frequently Asked Questions

What is customer dispute expungement? +

Customer dispute expungement is the process of permanently removing meritless customer disputes from a financial advisor's U4 and BrokerCheck under FINRA Rule 2080. While some disputes are legitimate, many are meritless and can be removed through arbitration.

How long does tax lien removal take? +

Tax lien removal through the proposal process takes about 6-8 weeks. Tax lien payoff loans normally take 4-6 weeks and include the tax lien removal service.

What types of tax services do you offer for financial advisors? +

Services include tax lien removal from credit reports and BrokerCheck, tax lien payoff loans, IRS installment agreements, offers in compromise, non-collectible tax statuses, and penalty and interest abatement.