Geneos Wealth Management Inc

The Preferred Partner for Top-Tier Advisory Firms

Financial planner in Englewood, CO (show on map)

2.1

★★☆☆☆

7 reviews

Geneos Wealth Management is a boutique broker-dealer and RIA supporting independent financial advisors, offering technology, operations, compliance, and concierge services.

Call (303) 785-8470

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About

Geneos Wealth Management, Inc. is a boutique broker-dealer and Registered Investment Advisor (RIA) that has specialized in supporting accomplished independent Advisors since 2002. The firm is a seven-time winner of Broker-Dealer of the Year by Investment Advisor, has received two consecutive Run Smarter Awards from Laserfiche, and won the ThinkAdvisor Leadership Award – Luminary. G

eneos intentionally limits its size to 275 elite Advisors, focusing on quality over quantity. The firm provides concierge services that streamline operations through innovative solutions, including their proprietary Nexus and Quantum technology platforms. Advisors can custody assets at Pershing, National Financial Securities, Fidelity, Schwab, and others. The firm values advisor independence and empowers them to realize their business vision whether as an advisor with their own RIA or registering under Geneos RIA.

Seven-time Broker-Dealer of the Year

Boutique firm intentionally limited to 275 elite Advisors

Proprietary Nexus and Quantum technology platforms

Concierge services for advisors

Custody at multiple major custodians

Succession and acquisition planning support

Services

Brokerage Services

Brokerage services through Registered Representatives including account management, order execution, and custodial services at multiple custodians including Pershing, NFS, Fidelity, and Schwab.

Custody at multiple custodians Securities trading Account management

Advisory Services

Advisory services through Investment Advisor Representatives including VIP Ultra and Axiom managed asset programs, wealth management, financial planning, consultations on wealth transfer, estate planning, tax planning, retirement planning, education funding, and charitable gifting.

VIP Ultra program Axiom program Wealth management Financial planning Estate planning

Technology Platform

Proprietary technology platforms Nexus and Quantum providing cloud-based technology for portfolio analytics, trading, accounting, and OSJ reporting.

Nexus platform Quantum dashboard Portfolio analytics Trading platform Document imaging

Operations and Compliance Support

Back-office operations and compliance support for independent advisors, including regulatory oversight and workflow management.

Compliance support Regulatory oversight Workflow management OSJ reporting

Succession and Acquisition Plans

Succession and acquisition plans designed to support business growth for advisors looking to advance or monetize their firms.

Succession planning Acquisition support Business growth

Credentials & Certifications

SEC Registered Investment Advisor

FINRA Registered Broker-Dealer

Broker-Dealer of the Year (7x)

Reviews

Rating

2.1

★★☆☆☆

Reviews

Frequently Asked Questions

What is Geneos Wealth Management? +

Geneos Wealth Management is a boutique broker-dealer and RIA that supports independent financial advisors. Since 2002, they have specialized in helping accomplished independent Advisors with technology, operations, compliance, and concierge services. The firm has 275 elite Advisors and is known for innovative proprietary platforms.

What awards has Geneos received? +

Geneos has won Broker-Dealer of the Year seven times (Investment Advisor magazine), two consecutive Run Smarter Awards from Laserfiche, and the ThinkAdvisor Leadership Award – Luminary.

Where is Geneos Wealth Management located? +

Geneos is headquartered at 9635 Maroon Circle, Ste 100, Englewood, CO 80112.

Who are the key leaders at Geneos? +

Key leaders include Ryan Diachok (CEO since 2020), Jodee Rager (President and CCO), Dean Rager (COO and CCO of Geneos RIA), Ray Olson (CFO, CPA), Pam Reichert (Deputy COO), and Wes Strode (CIO, CFA).

What custodians does Geneos work with? +

Geneos offers custody at Pershing, National Financial Securities, Fidelity, Schwab, and other approved custodians.

What is the Axiom program? +

Axiom is Geneos' proprietary managed asset program. It is a discretionary investment program that uses proprietary models and oversees the selection and oversight of investment managers on the platform. Axiom accounts require a minimum of $5,000.

Does Geneos offer succession planning for advisors? +

Yes, Geneos offers Succession and Acquisition plans designed to support business growth for advisors looking to advance or monetize their firms.